Enterprise Compliance Manager

Reduce Regulatory Compliance Costs and Penalties

  •         Transform compliance “silos” into a single enterprise platform
  •         Lower testing time with standardized templates for self-assessment
  •         Streamline compliance with integrated continuous controls monitoring


Enables Management Testing as required by compliance regulations, such as Sarbanes-Oxley (SOX) for asserting controls over financial statements. The compliance framework can be configured for various industry and regulatory frameworks such as AML, Basel II, COSO, Cobit, FCPA, FISMA, FERC, HIPAA, NCR, OMB-123, OSHA, PCI DSS and Solvency II. Management can help evaluate the control environment by assessing entity level controls such as tone-at-the-top and code-of-conduct. Management can also assign responsibility for assessing policies and internal controls to the people responsible for the specific activities in a particular entity or function. It includes a survey development tool used to quickly build assessment questionnaires, easily identify survey participants, deploy assessment surveys via email, and allow respondents to fill out their questionnaires via the web.

Compliance Analytics extracts data from enterprise data sources such as as SAP, Oracle E-Business Suite, PeopleSoft, and J D Edwards as well as internal control databases to improve testing effectiveness and findings across the enterprise in a single integrated solution. The FulcrumWay GRC Dataprobe™ collects testing samples from ERP systems and stores control evidence in FulcrumWay GRC DataHub™. Interactive dashboards for real-time corrective action modeling and allow business managers to explore risk exposure in an ad hoc manner. You can easily access audit dashboards remotely over smartphone or any mobile device.